Panel Discussion : Automated trading governance, policies and technologies: What you should be looking at as a compliance officer

Background
PANEL DISCUSSION
• Focus on the current trading environment outlook: what are the best practices, rules and how they are implemented?
• The regulator’s view on setting up governance and policies. How does MiFID view automated trading?
• Is the “traderless” exchange a reality?
• At what stage is the AI implementation in the trading arena? What should compliance watch out for when such tools are implemented?
• Risk and responsibility – setting control processes
• Convergence of risk and compliance for physical automated trades
September 28 @ 14:15
14:15 — 15:15 (1h)

Online

Iain McGowan, Nikos Triantafyllidis

September 28 @ 14:15
14:15 — 15:15 (1h)