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labelPremium todayNovember 29, 2022

Trade Surveillance and Compliance

• Keeping up with technology – Impact of recent CFTC enforcements• Challenges of managing compliance in a work-from-home environment• SEC and FERC initiatives Moderator: Howard Walper, CEO, Americas, Commodities PeopleMatthew Moore, Associate Director, Risk Surveillance, Macquarie GroupSwati Sachdev, Senior Compliance Advisor, Hartree Partners

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