Automated Trading Governance, Policies and Technologies: What you should be looking at as a compliance officer

todayNovember 4, 2021 510 198 4



• Focus on the current trading environment outlook: what are the best practices, rules and how they are implemented?
• The regulator’s view on setting up governance and policies. How does MiFID view automated trading?
• Is the “traderless” exchange a reality?
• At what stage is the AI implementation in the trading arena? What should compliance watch out for when such tools are implemented?
• Risk and responsibility – setting control processes
• Convergence of risk and compliance for physical automated trades

IAIN MCGOWAN, Head of Compliance, In Commodities A/S
NIKOS TRIANTAFYLLIDIS, Group Financial and Energy Markets Compliance Manager, OMV
ALEXANDER CULLEY, Chief Executive Officer, A.C.Culley & Co. Limited
HENRIK KASPERSEN, Compliance Officer, Danske Commodities

Written by: Soultana

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