Regulations / Compliance

18 Results / Page 1 of 2

Background
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labelAll Posts todayNovember 4, 2021

Gaining Transparency with Trade and Communication Surveillance

Topics include: • Trade surveillance technology deployment in energy markets: What’s your approach?• Communication surveillance tools and best practices in the context of remote/hybrid workforces• Where does surveillance overstep the mark and become an invasion of privacy? The exceptional case of Germany• AI and other new technologies application to trade ...

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labelAll Posts todayNovember 4, 2021

Automated Trading Governance, Policies and Technologies: What you should be looking at as a compliance officer

Topic include: • Focus on the current trading environment outlook: what are the best practices, rules and how they are implemented?• The regulator’s view on setting up governance and policies. How does MiFID view automated trading?• Is the “traderless” exchange a reality?• At what stage is the AI implementation in ...

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