With very volatile and uncertain energy and commodity markets, a global shortage of compliance personnel, inflation and recession pressures it begs the question: How do we keep compliance and surveillance intact?
This webinar, held in partnership with BroadPeak, gathered leaders from across the energy and commodity trading spectrum to provide a deep dive into the most urgent challenges faced by the industry – as well as sharing practical tips for identifying and mitigating these.
We brought together regulators, market participants, thought leaders, and providers of the most innovative technologies to explore the biggest topics in compliance and surveillance.
SPEAKERS INCLUDE:
Summer K. Mersinger, Commissioner, CFTC
Frank Hayden, Head of Compliance, Calpine
Roger TanCreti, Regional Head of Compliance, Gunvor USA
Patrick Swartzer, Director – ICE Futures U.S. Market Regulation
Moderated by Gordon Allott, President & CEO, K3 by BroadPeak
• How are your investors looking at your business? What pressures do they get and pass on? • What are the ESG requirements at European level? • Indicators and metrics: [...]
