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Roundtable discussions – RegTech

todayOctober 18, 2022 31

Background

ROUNDTABLE DISCUSSIONS
After 5 short presentations (5minutes each), the audience will be divided into groups to reflect on a specific area, with the guidance of each presenter. After 20 minutes of debate and discussion, the presenters will be on stage to share takeaways and findings for the benefit of the whole audience.
The topics which will be discussed are:
• Communications surveillance: Where are we? What level of maturity do we see in energy trading?
• Trade surveillance in the energy space: How do you deal with intraday and spot market challenge?
• Cross market and cross product surveillance: How do you implement this?
• Regulators’ expectations around surveillance outsourcing
• Response to financial crimes: How do you embed AML transaction monitoring to your surveillance?

SPEAKERS
Eren Erman, Compliance Technology Lead – Trade & Business Communication Surveillance, TP ICAP
James Curphey, Compliance Manager Global Trade Surveillance America – EMEA & Asia, Shell International Trading & Shipping Company
Yasmine Li, Head of Surveillance EMEA, Macquarie Group
Oliver Blower, Group Chief Executive Officer, VoxSmart

Written by: Phillip

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