ETRC Online 13th [13:00-15:00]
2:15 pm remove 3:00 pm
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Automated Trading Governance, Policies and Technologies: What you should be looking at as a compliance officer
Iain McGowan, Head of Compliance, In Commodities A/S
Nikos Triantafyllidis, Group Financial and Energy Markets Compliance Manager, OMV
Alexander Culley, Chief Executive Officer, A.C.Culley & Co. Limited
Henrik Kaspersen, Compliance Officer, Danske Commodities
PANEL DISCUSSION
• Focus on the current trading environment outlook: what are the best practices, rules and how they are implemented?
• The regulator’s view on setting up governance and policies. How does MiFID view automated trading?
• Is the “traderless” exchange a reality?
• At what stage is the AI implementation in the trading arena? What should compliance watch out for when such tools are implemented?
• Risk and responsibility – setting control processes
• Convergence of risk and compliance for physical automated trades
