Compliance culture

12 Results / Page 2 of 2

  • 510
  • 198
close

labelAll Posts todayNovember 3, 2021

Updates from and Q&A with the Financial Regulator

Topics include: • What’s next for MiFID II review, further legislative proposals & UK’s position? • What’s next for MiFID II and impact on market participants • Enforcement and lessons learnt from recent cases • Regulations divergence following Brexit • Regulators’ views on automated trading and other tech tools

Read more

  • 221
  • 198
close

labelAll Posts todayAugust 18, 2021

Staying Compliant While Working Remotely

Recorded Live at ETRC 2020, our speakers look at the challenges of the “new normal”: How do you maintain a strong compliance culture while working remotely? What does the new normal look like? What are the behavioural expectations? How do you overcome confidentiality or IT security issues? MODERATOR: PETRA HIRSCH, ...

Read more

Get Energy Trading Premium Content in Your Inbox!
Enter your details and topics of interest and we’ll send you fresh energy news and insights weekly!
Get Weekly Energy Trading Premium Content in Your Inbox!
Enter your details and topics of interest and we’ll send you fresh energy news and insights weekly!
You are Subscribed!
Thank you for your subscription. Energy News will be coming your way soon!
You are Subscribed!
Thank you for your subscription. Energy News will be coming your way soon!
Get Energy Trading Premium Content in Your Inbox!
Enter your details and topics of interest and we’ll send you fresh energy news and insights weekly!
Get Weekly Energy Trading Premium Content in Your Inbox!
Enter your details and topics of interest and we’ll send you fresh energy news and insights weekly!
You are Subscribed!
Thank you for your subscription. Energy News will be coming your way soon!
You are Subscribed!
Thank you for your subscription. Energy News will be coming your way soon!
This website uses cookies to ensure that you get the best experience.
This website uses cookies to ensure that you get the best experience.
0:00
0:00