Trade Surveillance and Compliance

todayNovember 29, 2022 246 198 4


• Keeping up with technology – Impact of recent CFTC enforcements
• Challenges of managing compliance in a work-from-home environment
• SEC and FERC initiatives

Moderator: Howard Walper, CEO, Americas, Commodities People
Matthew Moore, Associate Director, Risk Surveillance, Macquarie Group
Swati Sachdev, Senior Compliance Advisor, Hartree Partners

Written by: Soultana

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