Gaining Transparency with Trade and Communication Surveillance

todayNovember 4, 2021 523 199 4


A look at the numerous effects and results of UK/EU divergence around financial regulations and how they are processed and managed
• How are equivalence decisions made?
• Trade surveillance technology deployment in energy markets: What’s your approach?
• Communication surveillance tools and best practices in the context of remote/hybrid workforces
• Where does surveillance overstep the mark and become an invasion of privacy? The exceptional case of Germany
• AI and other new technologies application to trade surveillance

OLIVER SPINDLER, Compliance Officer, Vattenfall
EREN ERMAN, Compliance Technology Lead – Trade & Business Communication Surveillance, TP ICAP
ROGER TANGRETI, Regional Head of Compliane, GUNVOR USA LLC
TOMAZ VIZINTIN, Team Leader Market Surveillance and Conduct Department, ACER
YASMINE LI, Head of Surveillance EMEA, Macquarie Group
SHANE HENLEY, Head of Monitoring Solutions, CUBELOGIC
PATRICK WOODY, Sales Executive, Trade Surveillance Nasdaq

Written by: Soultana

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