Compliance culture

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labelAll Posts todayNovember 4, 2021

Fostering Compliance Culture in a Virtual World

Topics include: • How to manage compliance culture moving forward with the hybrid home/office working model • Managing compliance risks associated with remote working • What is the regulators’ view of the hybrid model? How do you maintain and ensure good corporate compliance culture in this new world? • How ...

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  • 504
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labelAll Posts todayNovember 3, 2021

Updates from and Q&A with the Financial Regulator

Topics include: • What’s next for MiFID II review, further legislative proposals & UK’s position? • What’s next for MiFID II and impact on market participants • Enforcement and lessons learnt from recent cases • Regulations divergence following Brexit • Regulators’ views on automated trading and other tech tools

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