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Updates from and Q&A with the Financial Regulator

todayNovember 3, 2021 507 198 4

Background

MiFID II Quick Fix
• What’s next for MiFID II review, further legislative proposals & UK’s position?
• What’s next for MiFID II and impact on market participants
• Enforcement and lessons learnt from recent cases
• Regulations divergence following Brexit
• Regulators’ views on automated trading and other tech tools

GERFRIED KRÖMER, Senior Compliance Advisor, Shell Trading
DR MARTIN ROSE, EMIR & MiFID Expert, Federal Financial Supervisory Authority – BaFin
CHRISTIAN HUURMAN, Senior Supervision Officer Capital Markets & Data, AFM Autoriteit Financiële Markten

Written by: Soultana

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