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Eye in the Sky: Trade Surveillance and Compliance

todayNovember 29, 2023 23

Background
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Speakers:

Moderator: Jamila Piracci (Roos Innovations)

Panelists

  • Matthew Moore (Macquarie Group)
  • Swati Sachdev (Hartree Partners)
  • Toby Kearn (K3 by Broadpeak)

Description

  • Keeping up with technology
  • Impact of recent CFTC enforcements –
  • Challenges of managing compliance in a work-from-home environment
  • SEC and FERC initiatives

Written by: Commodities People

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